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AI compliance workflow templates and checklists
Plantillas de flujos de trabajo

Marcos prácticos para la adopción de IA.

24 listas de verificación y marcos descargables — cada uno vinculado a un número del boletín. Desde la verificación básica hasta la implementación de un comité de gobernanza.

25Flujos de trabajo
13Categorías
25Descargables

25 workflows

Research Verification

Basic Verification Checklist

Essential verification steps before using any AI-generated legal content. Covers research output and drafted documents with specific checkpoints.

Inversión de tiempo: 10-15 minutes per output
Caso de uso: Any AI-generated legal content before use
Research Verification

Citation Verification Protocol

5-step protocol for verifying AI-generated citations: existence check, citation accuracy, holding verification, currency check, and relevance confirmation.

Inversión de tiempo: 5-10 minutes per citation
Caso de uso: Every AI-generated citation before filing
Tool Procurement

Contract AI Evaluation Framework

Structured evaluation for contract review AI tools. Includes volume assessment, standardization check, ROI calculation, and fit assessment criteria.

Inversión de tiempo: 30-60 minutes initial assessment
Caso de uso: Before purchasing any contract review AI
Governance

4-Week Playbook Starter Kit

Week-by-week guide to building your first contract review playbook. Week 1: Inventory, Week 2: Document practice, Week 3: Codify standards, Week 4: Pilot and iterate.

Inversión de tiempo: 20-40 hours over 4 weeks
Caso de uso: Building first contract review playbook
Compliance

AI Disclosure Decision Tree

Decision framework for determining when and how to disclose AI use. Covers research, drafting, contract review, and client-facing scenarios with jurisdiction-specific notes.

Inversión de tiempo: 2-5 minutes per matter
Caso de uso: Determining when/how to disclose AI use
Procurement

AI Service Evaluation Checklist

Due diligence checklist for evaluating AI-assisted legal services. Covers regulatory status, scope assessment, hallucination risk analysis, and economic analysis.

Inversión de tiempo: 15-30 minutes per service
Caso de uso: Evaluating AI legal services for practice use or client recommendation
Procurement

AI Legal Service Due Diligence

Comprehensive due diligence for AI-native legal service providers. Includes SRA verification, scope verification, hallucination safeguards, and accountability structure assessment.

Inversión de tiempo: 20-30 minutes per service
Caso de uso: Before recommending or using any AI-native legal service
Tool Procurement

Multi-Model Strategy Assessment

Framework for evaluating multi-model AI architecture for legal practice. Covers current state analysis, use case mapping, multi-model evaluation, and risk assessment.

Inversión de tiempo: 45-60 minutes
Caso de uso: Evaluating multi-model AI architecture for legal practice
Market Intelligence

AI Valuation Analysis Framework

Framework for understanding AI legal tech market dynamics. Includes revenue reality check, market penetration analysis, competitive moat assessment, and practitioner implications.

Inversión de tiempo: 30-45 minutes
Caso de uso: Understanding AI legal tech market dynamics and investment implications
Implementation

Document Automation Decision Framework

Decision framework for evaluating document automation platforms. Covers volume assessment, standardization check, ROI calculation, technical requirements, and vendor evaluation.

Inversión de tiempo: 45-60 minutes
Caso de uso: Evaluating document automation platforms
Compliance

ABA Opinion 512 Compliance Checklist

Comprehensive compliance checklist mapping to ABA Formal Opinion 512. Covers competence (Rule 1.1), confidentiality (Rule 1.6), communication (Rule 1.4), supervision (Rules 5.1, 5.3), billing (Rule 1.5), and candor (Rule 3.3).

Inversión de tiempo: 30-45 minutes initial; 10 minutes per matter
Caso de uso: Ensuring compliance with ABA AI ethics guidance
Billing/Compliance

AI Billing Ethics Framework

Framework for developing ethical AI billing practices. Includes current state assessment, time-based billing policy, fixed fee considerations, value-based billing, and client communication templates.

Inversión de tiempo: 60-90 minutes for policy development
Caso de uso: Developing ethical AI billing practices
Practice-Specific

AI-Assisted Due Diligence Checklist

Checklist for M&A and transaction due diligence with AI. Covers scope definition, AI task assignment, verification protocol, quality control, and post-deal review.

Inversión de tiempo: Varies by deal size
Caso de uso: M&A and transaction due diligence with AI
Tool Procurement

Legal AI Platform Evaluation Checklist

Comprehensive evaluation for enterprise legal AI platforms. Covers capability assessment, accuracy evaluation, security & compliance, integration, pricing analysis, and vendor stability.

Inversión de tiempo: 2-3 hours per platform
Caso de uso: Comprehensive evaluation of enterprise legal AI platforms
Strategy

AI-Native Competitor Assessment

Framework for assessing AI-native legal service providers as competitors or partners. Includes service identification, regulatory status, service comparison, client impact assessment, and strategic response options.

Inversión de tiempo: 60-90 minutes per competitor
Caso de uso: Assessing AI-native legal service providers as competitors or partners
Risk Management

Pre-Filing Hallucination Prevention

Checklist for preventing AI hallucinations in court filings. Includes AI use documentation, citation verification, factual claims verification, structural review, and certification statement.

Inversión de tiempo: 15-30 minutes per filing
Caso de uso: Preventing AI hallucinations in court filings
Implementation

Contract Analytics Implementation Roadmap

Roadmap for implementing contract intelligence platforms. Covers 6 phases: Discovery, Configuration, Pilot, Training, Rollout, and Optimization.

Inversión de tiempo: Multiple sessions over implementation period
Caso de uso: Implementing contract intelligence platforms
Finance

AI Legal Tool ROI Tracker

Framework for tracking actual ROI of AI legal tools. Covers cost tracking, time savings measurement, quality improvements, ROI calculation, usage metrics, and recommendations.

Inversión de tiempo: 30 minutes setup; 15 minutes monthly
Caso de uso: Tracking actual ROI of AI legal tools
Compliance

UK Bar Council AI Compliance Checklist

Compliance checklist for UK Bar Council AI guidance. Covers competence (Core Duty 7), confidentiality, client communication, supervision, billing transparency, and accuracy verification.

Inversión de tiempo: 45-60 minutes initial; ongoing monitoring
Caso de uso: Compliance with UK Bar Council AI guidance
Procurement

AI-Native Legal Service Comparison

Framework for comparing AI-native legal services for client referral or competitive analysis. Includes regulatory status, service scope, pricing comparison, quality indicators, and client fit analysis.

Inversión de tiempo: 2-3 hours for comprehensive comparison
Caso de uso: Comparing AI-native legal services for client referral or competitive analysis
Governance

Annual AI Tool Audit Checklist

Year-end review checklist for all AI tools and practices. Covers tool inventory, ROI assessment, compliance review, incident review, training status, policy review, and next year planning.

Inversión de tiempo: 4-6 hours annually
Caso de uso: Year-end review of all AI tools and practices
Strategy

AI Infrastructure Readiness Assessment

Assessment framework against ABA 'infrastructure' framing. Covers competence baseline, governance status, ethical compliance, operational readiness, gap analysis, and remediation priorities.

Inversión de tiempo: 3-4 hours for thorough assessment
Caso de uso: Assessing firm readiness against ABA 'infrastructure' framing
Governance

AI Governance Board Starter Kit

Implementation guide for establishing formal AI governance. Covers 5 phases: Foundation, Structure, Policy Development, Implementation, and Operations with success metrics.

Inversión de tiempo: 40-80 hours over 12 weeks
Caso de uso: Establishing formal AI governance structure
Strategy

2026 AI Readiness Planning Checklist

Annual AI strategy and preparedness planning checklist. Covers 2025 review, market assessment, capability gaps, investment planning, training priorities, governance updates, and success metrics.

Inversión de tiempo: 2-3 hours for strategic planning
Caso de uso: Annual AI strategy and preparedness planning
Technology Assessment

Technology Profile Assessment

Map your organisation's AI technology landscape. Identify tools, departments, use cases, and governance structures to build a complete technology profile for Article 4 compliance.

Inversión de tiempo: 15-20 minutes
Caso de uso: Building an AI technology inventory for compliance and planning

¿Necesita orientación sobre un flujo de trabajo específico?

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